Katherine Zeng

• Advising clients on various investment management matters, focusing on private fund sponsors and the formation of private investment funds.
• Drafting and negotiating documents at all stages of the fund formation process, including private placement memoranda, limited partnership agreements, investment management agreements, and subscription agreements.
• Negotiating side letters with investors and communicating with investors throughout the fundraising process.
• Advising on the subscription document review process.
• Drafting and negotiating documents for asset management-related transactions, including purchase and sale agreements and transfer agreements.
• Organizing and drafting transfer documents for dozens of indirect transfers in connection with successfully seeding a new fund.
• Reviewing registration statements, annual shareholder reports, and other public filings for investment advisers.

Katherine Zeng represents investment funds with specific experience in private funds. She provides comprehensive counsel to fund clients on a broad range of matters, including transactional and regulatory guidance, general corporate governance, federal and state securities registration, compliance, and day-to-day operations.

Languages

• Mandarin

Bar Admissions

• New York

Education

• New York University (J.D., 2021)
• University of California, Berkeley (B.A., 2017)