Paul Monnin will co-chair the the 31st Annual Securities Enforcement and Regulatory Practice CLE program hosted by the Atlanta Bar Association. Featuring remarks from senior SEC officials, as well as panels comprised of financial service industry executives, the program will cover a range of topics critically relevant to corporate counsel, compliance professionals, securities enforcement counsel, and others. Speakers will cover recent enforcement developments, SEC and FINRA enforcement priorities for 2024 and beyond, and regulatory best practices for registered investment advisers, broker-dealers, and managed funds.
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